About Me .....

Financial Consultant

I am Nikita Winona West, A Stock Broker currently working with FIDELITY BROKERAGE SERVICES LLC in the United States.

I am a Professional Stock broker with 13 years of experience in 5 firms with Broker Licenses in about 55 states. I have the required experience to manage and maximize your investments.

I have licenses in about 55 states and I have passed 5 Broker Qualification examination. I build profitable trading strategies to generate consistent profit for my clients' investments.

Services .....

What I Offer

Stock Brokerage

Investment Advisory

Financial Consultancy

Qualification .....

Examinations & Experience

Experience .....

FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)

Stock Broker | Investment Adviser 2021 - Present (2 years)

WELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)

Stock Broker | Investment Adviser 2019 - 2021 (1 year)

WELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)

Stock Broker 2013 - 2019 (6 years)

J.P. MORGAN SECURITIES LLC (CRD# 79)

Stock Broker 2012 - 2013 (Less than 1 year)

CHASE INVESTMENT SERVICES CORP. (CRD# 25574)

Stock Broker 2010 - 2012 (2 years)

Examination .....

State Securities Law Exam

Series 66 - Uniform Combined State Law Examination Dec 8, 2020
Series 63 - Uniform Securities Agent State Law Examination Feb 17, 2010

General Industry/Products Exam

Series 7 - General Securities Representative Examination Nov 13, 2020
SIE - Securities Industry Essentials Examination Oct 1, 2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination Jan 27, 2010

SRO Registrations .....

  • FINRA
  • Cboe Exchange, Inc.
  • NYSE American LLC
  • Nasdaq PHLX LLC
  • Nasdaq Stock Market
  • New York Stock Exchange
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